Financial Industry Regulatory Authority - Wikipedia
https://en.wikipedia.org/wiki/Financial_Industry_Regulatory_Authority
WebThe Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. ( NASD ) as well as the member regulation, enforcement, and arbitration ...
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